With our focus on relationships and results, the Dalmore Group is a people driven firm. We pride ourselves in hiring and teaming with professionals that bring integrity, quality and professionalism to our organization so that through teamwork and a common vision, we can best serve our clients.
ETAN BUTLER, CHAIRMAN
Etan Butler is the charismatic and innovative Chair of Dalmore Group, a FINRA registered national Broker Dealer Investment Bank, founded in 2005.
Along with others on Dalmore’s leadership team, Etan has led the meteoric growth of Dalmore, moving from a standard provision of a full range of traditional investment banking services, to industry leading specialization in assisting companies that seek to raise investment capital from individual investors through the SEC’s Regulation D, Regulation A+ and Regulation CF.
Etan has been the face and the voice of Dalmore as it has become one of the most active Broker Dealers in the world for Regulation A+ offerings -- having already served as Broker Dealer on more than 100 such offerings – including some of the most successful Regulation A+ offerings in history.
Etan is a regular speaker and lecturer on innovation and customization of funding programs under new opportunities sanctioned by the SEC. He is recognized as an innovative pioneer in the Regulation A+ and Crowd Funding industry and is an active participant in industry summits, panels, interviews and publications.
Etan and Dalmore Group also provide business planning, development, and capital introduction services to public and private companies in a range of industries, and have participated in various capacities in significant investment, development, and other structured transactions. Over the course of their 15+ years of investment banking activity, Etan and his team have been involved in the development of cutting edge and regulatory compliant approaches for the management of business development and the oversight of complex due diligence activities in the heavily regulated area of U.S. and multinational transactions.
Etan is also President of EMB Capital, LLC, which invests in early-stage ventures with a focus on fintech.
Etan is a graduate of the Yeshiva University's Sy Syms School of Business, and is registered with FINRA as a General Securities Representative (Series 7 and 63). He is married with three children, and lives in New York.
OSCAR SEIDEL, CEO
Oscar Seidel is The Dalmore Group's Founder and CEO, and is based in the firm's New York City headquarters. His responsibilities include managing the firm's compliance, supervisory and regulatory operations.
Oscar has been in the securities industry for over 25 years in a supervisory and management capacity. During the course of his career he has led brokerage, trading, investment banking and M&A operations. Prior to founding The Dalmore Group, Oscar served as President of Tark Capital, where he managed the training and proprietary trading activities of securities trading personnel, as well as the development and operation of automated securities trading systems.
Oscar is an accounting and finance graduate of Queens college, and is registered with FINRA as a General Securities Principal (Series 24, 7 and 63).
Oscar is married with three children and lives on Long Island.
RICK GONZALEZ, CCO
Rick Gonzalez joined the Dalmore Group in 2021 as the firm’s Chief Compliance Officer. He brings more than 14 years of supervisory and regulatory compliance experience to the position, and adds even more depth, understanding and strength to Dalmore’s already robust compliance team.
Before joining Dalmore Rick was the CEO of Regulatory Compliance Consultants, LLC, a firm that specialized in complex high-risk cross jurisdictional investigations in the areas of Personal Banking, Correspondent Banking, Money Service Businesses and Private Banking. That firm’s clients were involved in all levels of governmental and regulatory banking audits, and Rick and his team regularly worked with federal regulators and law enforcement personnel in many of their investigative projects. Rick has also served as the Chief Compliance Officer to three other internationally owned Broker Dealers and Registered Investment Advisories prior to his joining Dalmore.
Rick is a business-finance graduate of the TB Institute, and is registered with FINRA as a General Securities Principal (Series 7 and 24). He is the father of two children and lives in Miami, Florida.
Our mission is to maintain client focus and bring the greatest value possible as trusted banking advisors to help our clients achieve their business and financial goals.
Our guiding values and principles play a critical role in helping us achieve our mission to deliver our clients the highest level of service.