Dalmore's Services

Regulation A+

Reg A+ allows companies to raise up to $75 million per year from the general public in a more streamlined process than what is required for publicly reporting companies.

Having onboarded over 260 Reg A+ clients since 2019, Dalmore has become the go to Broker-Dealer for Reg A+ issuers looking for experience, insight and added value.

Primary Issuance

SECONDARY TRADING

SERIES ISSUERS

CANNABIS ISSUERS

Primary Issuance

Dalmore is among the most active Broker-Dealers for Reg A+ offerings, having onboarded more than 260 such offerings since 2019.  Dalmore offers comprehensive Reg A+ services for issuers seeking to complete an offering as seamlessly as possible, allowing them to host offerings on their own websites to be the sole beneficiary of their promotional efforts, marketing and network-generated investors.

  • 50 state broker-dealer of record primary issuance service
  • Marketing guidance and experienced securities regulation compliance review
  • Full service investment banking since 2005
  • Reg A+ broker-dealer marketplace platform distribution partners
  • Media and publisher knowledge and experience
  • Fully streamlined on-boarding, diligence and advertising material review process
All Services

Secondary
Trading Solutions

As a leading Broker-Dealer in the Reg A+ space, Dalmore helps facilitate participation in the rapidly expanding secondary marketplace for private securities offerings—helping provide shareholders a path to liquidity.

  • Secondary trading solutions through our Alternative Trading System partnerships
  • Customized support for secondary trading of series issuer assets
  • Ability to integrate with many third party platforms in the management and processing of investor activity
  • Comprehensive data security and compliance procedures
All Services

Series Issuers

Dalmore has already shepherded several pioneering Reg A+ Series “fractionalized ownership” issuers to market – including Rally, Collectable, Otis Wealth, MyRacehorse, Arrived Homes, Mythic Markets, Ark7, Vint, Commonwealth, Rares, Landa, Rhove and many others.

Cannabis Issuers

Dalmore has shepherded the first wave of US and Canadian Reg A+ legal cannabis issuers including some of the most successful cannabis Reg A+ offerings in history.

All Reg A+ Services

  • 50 state broker-dealer of record primary issuance service
  • Marketing guidance and experienced securities regulation compliance review
  • Full service investment banking since 2005
  • Reg A+ broker-dealer marketplace platform distribution partners
  • Media and publisher knowledge and experience
  • Fully streamlined on-boarding, diligence and advertising material review process
  • Secondary trading solutions through our Alternative Trading System partnerships
  • Customized support for secondary trading of series issuer assets
  • Ability to integrate with many third party platforms in the management and processing of investor activity
  • Comprehensive data security and compliance procedures
  • Ability to integrate with any escrow or paying agent
  • Deep institutional, PE, venture capital and family office relationships
  • We work closely with issuer client’s securities and regulatory counsel in order to coordinate filings

Dalmore offers flexible fee arrangements for Reg A+ activity, ranging from national plans to more focused regional or state specific activities.

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What The Reg A+ Industry Is Saying

Please Note: The testimonials provided below, which are unpaid, reflect the opinions of the people quoted, and may not be representative of the experience of other customers, nor are they a guarantee of future performance or success.

"We have worked on many successful Reg A offerings with Dalmore. It’s always easier when the broker is experienced and can get through the regulatory process fast because they understand what the regulators need. We love Dalmore’s “get it done” attitude, and the flexibility that is needed to find solutions to the issues that arise in this very new and evolving market."
Sara Hanks
Sara HanksCEO, CrowdCheck
“There are few partners you can truly trust with your own clients. Dalmore is one of them; they combine deep regulatory expertise with practical and innovative client solutions. Dalmore is a valued partner in our ecosystem.”
Rebecca Kacaba
Rebecca KacabaCEO, Dealmaker
"Dalmore's track record all across the Reg A+ space makes them an ideal partner as Vint democratizes the fine wine and spirits investment market."
Nick King
Nick KingCEO, Vint
"The team at Dalmore has been amazing to work with, we've been honored to be part of their program which has worked incredibly well for businesses and investors as they've led many of the biggest and most successful Reg A capital raises in the industry."
Scott Purcell
Scott PurcellCEO, Prime Trust
“Dalmore has become the go to firm in the Regulation A space, offering exceptional service with professional execution.”
Laura Anthony
Laura AnthonySecurities Lawyer, Esquire
“Dalmore’s professionalism and ability to navigate regulatory nuances makes them a great partner for all your broker deals needs.”
Chuck Pettid
Chuck PettidCEO, Republic
“As the first and largest issuer of collectible assets in the Reg A+ space, working with experienced partners like Dalmore has been key to our success to date. Rally chose Dalmore as a broker-dealer partner based on their deep experience and trusted reputation in the primary issuance and secondary trading of private securities."
George Leimer
George LeimerCEO, Rally
"Dalmore Group has been the ideal partner for us to raise capital via equity crowdfunding. They've provided the tools, processes, and relationships to allow us to raise multiple financing rounds and successfully scale our business."
Kevin Morris
Kevin MorrisCFO, Miso Robotics
“Dalmore Group is an industry leader for a reason. They provide exceptional value, are proactive with their clients, and operate with integrity. They have been a strategic partner to my companies for years.“
Daren Marble
Daren MarbleCo-CEO, Crush Capital; CEO, Issuance
“Dalmore Group has been a great partner to North Capital. Our collaboration has resulted in a seamless client experience, reducing the number of intermediaries and ensuring a high level of service. The Dalmore team is experienced, responsive, and solution-oriented - everything we look for in a service provider to our customers.”
Sara Judd
Sara JuddCOO, North Capital
“We’re overwhelmed with interest and Dalmore helped us close our funding round in just one week.”
Chris Anthony
Chris AnthonyCEO, Aptera
“From day one, Dalmore Group has been a trusted strategic partner and has helped us scale our business from a startup company to one of the leaders in our space. Along with that fast growth, Dalmore has been instrumental in helping streamline many parts of our business, primarily broker-dealer operations and compliance. We view the Dalmore team as an extension of our own and working closely with them has brought us immeasurable value.”
Ally Golan
Ally GolanManaging Director, iintoo
“We selected Dalmore because we believe they are the gold standard for Reg A offerings. Dalmore appears to have more experience than other brokers. The have a tried and true system for efficiently managing Reg A offerings. In fact, we originally hired another firm and had to let them go when we realized Dalmore had superior services. Dalmore has been easy to deal with, always responds fast to our inquiries and completes tasks in a timely manner.”
Galiano Tiramani
Galiano TiramaniFounder, Boxabl
"Our customers really care about trust and security when making their investments and we chose Dalmore as our BD partner for their experience and innovation supporting Reg A+ issuers."
Ryan Frazier
Ryan Frazier Co-Founder & CEO, Arrived Homes
“We have had such a positive experience working with Dalmore on our Reg A+ raise. We’ve raised over a quarter of our goal and we seem to be raising at a steady and growing pace. I’ve been an early investor in numerous companies including Betterment, so I know how important fundraising is to your company’s future. We expect to complete our raise in the next few months and are already investing our proceeds in product development and company growth.”
David Nikzad
David NikzadFounder & CEO, Ei. Ventures
“It was an easy decision to make working with Dalmore. Dalmore’s Reputation of being the leader in the regulation “A” arena stands on their own. Their hands on costumer support from the day-to-day process of getting everything to launch your company’s campaign to the smallest of concerns are handled in a matter that is professional and timely.”
Troy Levy
Troy LevyCEO-President, Tropical Racing
“Zenlabs Holding chose to partner with the Dalmore Group because of their deep understanding of financial markets and specifically their serial success with Reg A+ process and outcomes. Dalmore is the go to Broker-Dealer for Reg A+ issuers and have a proven track record of quality and professionalism. Zenleaf Holdings has been delighted to team up with such a dedicated group.”
Michael Boshart
Michael BoshartPresident, Zenlabs
“Etan and his team were a great assistance in navigating Juva Life through our Reg A+ raise. I highly recommend his services to anyone looking to complete a successful Reg A+ financing."
Doug Choupek
Doug ChoupekCEO, Juva Life
“We selected Dalmore as our BD based on their extensive experience and track record for cannabis Reg A+ offerings. Based on our own experience, I would highly recommend working with them.”
Damian Lopez
Damian LopezCEO, Flora Growth
“Dalmore was an exceptional partner for our financing – they are the gold standard when it comes to experience and performance with Reg A+ offerings.”
Fabian Monaco
Fabian MonacoCEO, Gage Cannabis
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The Reg A+ Timeline

A brief overview of how Reg A+ began, and its continuing evolution.  Dalmore is at the center of it all, and is constantly refining and updating our issuer-focused service offerings to meet the demands of this revolutionary marketplace.

The History

  • Regulation A was adopted by the Commission under Section 3(b) of the Securities Act in 1936 as an exemption from registration for small issues. The annual offering limit permitted under this exemption had been raised several times and was changed to $5 million by 1992.

  • Nevertheless, the exemption has been used infrequently over the past two decades.
    The Jumpstart Our Business Startups Act (the “JOBS Act”) of 2012 amended Section 3(b) of the Securities Act of 1933, directing the Commission to adopt rules exempting from the registration requirements of the Securities Act offerings of up to $50 million per year.

  • The Regulation A amendments (“Regulation A+”) were proposed by the Commission on December 18, 2013 and adopted on March 25, 2015. The amendments became effective on June 19, 2015.

1936-2015

The Increase To $50M

  • The SEC adopted final rules implementing section 401 of the Jobs Act by expanding Reg A+ in to two tiers – Tier 1 up to 20m and Tier two up to 50M in a 12 month period
  • We saw the rise of marketplace platforms like StartEngine and Republic
2015

A Year Of Growth

$175M raised through Reg A+

2016

Double The Capital

$360M raised through Reg A+

2017

More Than Half A Billion Dollars Raised

  • Over $600M raised through Reg A
  • SEC further amends issuer eligibility and related provisions
2018

The Billion Dollar Mark

  • Approximately $1B raised through Reg A+
  • Dalmore becomes active in Reg A+ issuance
2019

Powering Through The Pandemic

Approx. $1.5 billion raised through Reg A+

2020

The Rise of Fractional Issuers

  • SEC increases Reg A+ limits from $50M to $75M per year
  • Dalmore Group reaches 175+ Reg A+ clients
  • Expansion of more sophisticated issuers
  • Private fractional share issuers are emerging rapidly, offering bite-sized shares in prized and sought after assets historically only available to the super rich
2021

Growth and Diversification

  • Dalmore's current $2B+ in Reg A+ deals will add an additional $3B+ in the coming months
  • Dalmore will build upon its 20 fractional share platform issuer clients
  • Rise in secondary trading market activity
  • Growth in NFT and STO offerings in the Reg A+ space is expected
2022